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bindings |
bleeds | book
components | colour
| covers | font
issues | interior book layout
| images and resolution
| measurements
multiple spaces | page
count | paper | paragraph
indents | print-on-demand | punctuation
| software | spelling
| text alignment
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Build it yourself
If you have decided that you simply must do the design
yourself then you need some of the books
on the recommended list. The learning curve can be steep
but it's worth it for those so inclined.
Ready for ISBN-13?
The book industry has begun using 13 digits to identify
books in global trade.
The Book Industry
Study Group's Web site provides all the information
you will need about ISBN-13.
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More than you wanted
to know
about book design
was driving my daughter and her friend one day
when they announced they were going to play the
'punch buggy' game. They were talking about looking
for Volkswagen Beetles the old variety.
The first to see one got to give the other a punch
on the arm. I thought this should be good fun.
It would keep them quiet and I could enjoy the
drive since there can't be that many Beetles still
on the road.
It is outrageous just how many of those things
are still moving! It seemed that not a block went
by that they weren't screaming and punching one
another. They had a wonderful time, probably got
bruised, and drove me nuts. I couldn't remember
seeing a Beetle in years, yet there they were
everywhere. Just like Volkswagen Beetles you probably
haven't noticed the design of any books lately
but once you finish this little treatise you should
see design (or lack of) in every book you pick
up.
The title says this is more than you ever wanted
to know about book design, but don't think for
a moment this is all there is. Should you have
a masochistic bent, take a look at the books listed
in the recommended
books page. For new authors reading this,
take it as an example of why you need your work
edited. I'm a designer not a writer so please
bear with me.
Should you have a question not answered here please
contact me and I will
do my best to answer it for you.
Why do some book designers charge
more than others?
Prices for everything built today vary widely.
To a great extent the market influences the price
of an item but less so it's value. If a company
decides that people will pay $20 for a widget
then they go about building that widget so they
can sell it at $20 and make a profit. It might
be well built and well designed or it might not.
But it sells for $20.
Book design is no different in this respect. If
a design firm decides that people will pay $250
to design their book, the design firm offers a
product that costs $250. The only difference between
designing a book and manufacturing a widget is
that there is really only time to consider and
no building materials. So the design firm must
be careful that their designers only spend a limited
amount of time on the product.
Book designers individually are a little different.
Like other artists and artisans we tend to be
more attuned to the work rather than the business.
So the price we charge is more about how long
it takes us to do the work right rather than the
price people will pay. This may not be a good
business decision but I would have it no other
way.
I know how long it takes for me to do the job
right and I price accordingly. My hourly rate
is a little less than most design firms because
I have less overhead but it is the amount of time
the job takes that is most important.
The one other aspect that can affect a designer's
pricing is how busy they are. If they are booked
for the next year and a half, and working a 50
hour week to keep up, then they deserve to charge
more for their services.
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Bindings
Books are divided into two very general categories hard
cover and soft cover. Hard covers usually use a Smyth sewn binding
and soft covers are typically perfect bound. There are two commonly
used hard cover methods, casewrap and dust jacket. Novels usually
use a dust jacket for an attractive colourful imprint on the bookstore
shelf and the fabric covered cover underneath will usually use
gilt lettering on the spine. Casewrap covers are full colour,
glossy and don't usually come with jackets. This cover type is
commonly used on text or coffee table books but lately is becoming
more common on novels.
Here are the standard binding options (and there are additional
variations).
Side stitched The pages are trimmed on all
sides and held together with staples on the left
side. This is a common binding for low circulation
reports. It is inexpensive and often used by law
firms and medium to large companies. This type
of binding cannot be opened flat and doesn't work
on books thicker than 1/2 inch. Sometimes the
book will be drilled on the left side and held
together with twine or other decorative stitching.
This is an early binding method and is still used
today for very small run decorative or art books.
Saddle stitched For very small books (less than 64 pages)
this is the binding of choice. For books of this size it is difficult
to glue the pages together. The book is printed in a two-up format
(4 pages on one sheet of paper 2 front and 2 back) and
stitched or more commonly stapled in the centre.
Perfect bound The most common type of binding
used today. The pages are trimmed on all sides
and then glued onto the cover, either hard or
soft. This is an economical binding and many books
today use it, even some high quality coffee table
books.
Notch bound This is essentially a modified perfect binding.
The paper is trimmed on only three sides. On the
untrimmed inside margin several notches are cut.
Sometimes twine is glued into the notches. When
the cover is glued onto the pages it forms a very
good bond eliminating the problem of pages starting
to fall out as can happen with regular perfect
bindings.
Spiral Bound If your book needs to lie flat like a recipe
book, or be folded back to back to be useful then this is the
binding for you. The pages are cut on all four sides with holes
punched in the margin so a metal or plastic spiral holds the pages
together. With this binding the thickness of the book is limited.
Comb bound This is very similar to spiral
binding except the book can not be folded back
to back but can lie flat. Some of you will recognise
this as a Cerlox binding. The advantage of the
comb bound book is a cleaner look where the title
can be printed on the comb and pages can be added
at a later date (not as easy as it sounds as anyone
who has tried to do this without the proper equipment
can attest). This binding will also limit the
thickness of the book.
Smyth sewn (rhymes with blithe) This is the traditional
binding. The book is divided into several smaller booklets which
are saddle stitched together (always with thread not staples)
and then glued to the cover. This method is generally reserved
for hard cover books and is available in several grades. But don't
confuse this type of binding with a hand sewn binding.
Hand sewn You may be able to find someone in your area
that hand binds books. Smyth sewn books are done by machine and
the process is based on the system used to hand bind a book but
there are distinct differences. The main difference is, of course,
that hand binding is done by hand. The pages are folded in signatures
the same as Smyth sewn but are hand sewn to heavy cords or ribbons.
The cords and ribbons are used to attach the cover boards and
using cords result in the ridges that you see on the book spine.
Leather is the material of choice for the cover but there are
many variations. The resulting book is costly but lovely and a
pleasure to own, particularly if you are the author. You might
want to have a couple of copies of your book hand bound so have
your printer reserve several pre-bound book copies that you can
use for special binding.
I have listed the bindings in their order of cost. The Smyth
sewn binding will be on the order of five times more costly than
the least expensive bindings (a hand binding can be five times
more costly again). It should all come down to use and price.
The price that you will be marketing your book will probably limit
you to two or three of the binding choices. The nature of your
work, how long the information will be useful and who will buy
it, should give you the final clue.
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Print-on-demand
This method of printing offers a number of advantages to the
self-publish author. It is more costly per book than traditional
printing but you need only print a very small number. For example
offset printing 2000 books may give you a cost per book half that
of print-on-demand. This sounds great but will you sell all the
books? If three quarters of them end up in your garage collecting
dust (sorry to be so negative) then the economy offered by offset
printing isn't worth it. Print-on-demand allows you to print 500
or 200 or 100 books and hopefully sell them all. You've made less
money per book but you don't have any in your garage. Your car
will thank you.
As a general rule if you want to print less than 20 books, any
of the better POD publishers should be fine. As with any purchase
try to get the best value and do some research, these companies
are not all the same and some have a decidedly unsavoury reputation.
If you want to print in larger quantities and perhaps make a little
money POD is still the way to go but with a printer rather than
a publisher. It's beyond my purview to make a recommendation here
but I do list a couple of alternatives on my
links page. If you are considering printing 500 copies or
more then you should definitely get some quotes from offset printers,
you might be surprised at how competitive they are.
Although
not really new technology POD is relatively new
to the print industry. POD uses photocopy or laser
printing then some form of perfect binding. Some
companies also offer a hard cover variant of a
perfect binding. If analogue photocopy is used
it creates a second generation print that is poor
at best. Laser printing is much better but still
not up to the quality of offset printing. Photocopy
and laser printing are essentially the same technology,
both using heat-set toner. Text from a high quality
laser printer looks quite good but greyscale photographs
are only slightly better than newspaper quality.
The improved quality is mainly due to the colour
of the paper (laser printing paper being much
whiter than newsprint) rather than the actual
print quality. If your printer is using a colour
printer for your book photos the quality can be
startlingly good but still not quite the same
as high quality offset, the cost however will
skyrocket. The reasons why laser printing isn't
as good as offset are a little complex. A short
explanation can be seen below.
Another problem with print-on-demand is getting archival paper.
It seems to be difficult to find archival paper suitable for photocopying
or laser printing. Perhaps largely due to cost, very few print-on-demand
printers offer archival paper. As a result your book will have
a limited life span (see paper below). Ironically
the toner itself is very stable and as long as it properly adheres
to the paper it's life span may be as long or longer than archival
ink. There have been some reports that the binding glue used for
print-on-demand is more brittle and pages falling out of the book
are more common. I haven't noticed this to be the case but it
stands to reason that if overall quality is poor it is likely
that the glue quality could suffer. With some of the equipment
I've seen it is difficult to set the amount of glue applied to
the spine so the printer may err on the side of caution and the
result is too little glue.
In the future as the technology improves print-on-demand may rival
offset printing but at the moment, from a quality standpoint,
offset is the method of choice. You will have to decide what is
more important, quality and longevity or small print run economics.
If you want your book to be hardcover and last for generations
then you want offset on archival paper with Smyth sewn bindings.
If your book is timely but not long lived (a computer manual for
instance) print-on-demand may be the perfect choice.
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Paper
The paper that you use has a big impact on the
price of the book. In fact the single greatest
cost in printing a book is the paper. There are
a great many types of paper. Some are acid free
archival quality. Some are made in part
of recycled paper. Some reproduce photographs
better than others due to the coatings applied.
Here is where you might save a little money. If
you are publishing a novel or other book with
few illustrations consider an uncoated archival
paper. It might also be a little heavier which
will add thickness to your book and reduce show-through.
(If the paper is not opaque enough the text on
the other side can show through.) Unless you've
written a modern War and Peace, a little extra
thickness can be a good thing.
Your paper decision will depend to a great extent
on the printer and his presses since some presses
work best with specific types of papers. Graphic
designers will talk endlessly about lovely paper
that they have seen and used. As a group we like
to think of ourselves as paper experts, but the
truth is, very few of us are. For novels I like
paper that has an interesting texture. Paper for
colour printing needs to be smoother to take the
ink properly. I usually ask the printer for several
samples that meet the project requirements and
that they are familiar with. This way I'm not
married to any particular paper and the printer
will know what to expect from the paper on their
press. Make your concerns known to the printer
when they do the quote and listen to their recommendations.
It will make life much simpler to go with whatever
the printer recommends but it's also nice to know
what your printer is talking about. So lets take
a quick tour of common terms in the paper industry.
Paper comes in unending, confusing variety. Not
only is the paper coated, uncoated, sized on one
or both sides it is matt, cover, offset,
text or newsprint and comes in a cacophony of
weights and measures. Let's try to make things
a little simpler.
Paper in North America is usually divided into
four broad types, newsprint, offset, matt and
gloss. Newsprint is the paper used in newspapers
cheap, thin and short-lived. It does come
in a variety of grades depending on how white
it is and how heavy (thick). Offset is an average
quality paper commonly used for printing of all
sorts. Matt is a higher quality paper, usually
smoother so it will take the ink more consistently.
Gloss is exactly what it says. The very smooth
surface takes ink very accurately and produces
more vibrant colours. Each type is subdivided
into grades normally referred to as book, coated
and cover, depending on quality and thickness.
There is quite a bit of overlap in these terms
and you could easily find an offset-gloss that
is better for your project than a matt coated.
The industry isn't consistent in using the terms
and often dispense with them entirely in order
to market the paper with a more or less descriptive
brand name. You won't find all grades in each
type, for example there is no point in a cover
stock for newsprint.
OK, so you should now be thoroughly confused,
but at least you have heard some of the terms
used in the industry even if they don't have the
meaning you might expect. Here are some examples
of paper that might be used for various projects.
Letterhead: 50 lb offset (approximately the same
as 20 LB bond, commonly referred to as book weight)
Flyer printed on one side in 4 colour: 45 LB gloss
Flyer printed on both sides in 4 colour: 60 LB
gloss
Book jacket printed one side in 4 colour: 60 -
70 LB gloss
These
examples also show weight in pounds; unfortunately
in North America each type of paper is weighed
differently. For example, a manufacturer might
have an 80 LB text and an 80 LB cover stock. The
cover stock is much thicker than the text because
the standard quantity that is being weighed is
different. Some manufacturers now show European
measurements in addition to North American, so
the 80 LB text has a weight of 118 grams per square
meter and the 80 LB cover weighs 216 g/m2. It's
obvious from the European weights that the cover
stock must be almost double the thickness of the
text stock.
Don't get stuck on a particular brand of paper.
A printer might quote a particular brand of paper
for a job because they know it will work and has
the stock or knows it's available. It's quite
possible that another printer would have to special
order the same paper and be unable to get it in
a reasonable time. Printers are the paper experts
and unless you have something very special in
mind, go with your printers recommendation.
I've said earlier that gloss paper takes ink more
accurately and gives more vibrant colours, but
don't discount using a non-glossy paper for your
book cover. I've seen some wonderful colour work
done on uncoated and matt paper and it might give
you the perfect feel for your book.
I strongly recommend that you use archival acid
free paper. There is a greater variety of this
type of paper available today than at any time
in the last 50 years. Books made in the late 19th
century and onward are generally poor in paper
quality. This is one area where technology has
failed us. While supplying enormous quantities
of inexpensive paper to feed the information age,
we limited the information's life span to a few
years. Books made two and three hundred years
ago can be in wonderful shape where books made
just 50 to 80 years ago are almost universally
yellowing and growing brittle with age. Many books
printed from 1850 1900 are beyond repair.
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Software
Many people have asked and argued with me about
what software to use for book design. I'll give
my recommendations here but instructions on how
to use the applications are way beyond this article.
There is no shortage of manuals for these applications,
however if you have a specific problem e-mail
me and I will give you my thoughts.
I use InDesign
for page layout, Photoshop
for pictures and Illustrator
for vector art. Although I'm no longer a fan of
Quark, it will do the page layout job OK. Quark
definitely does not handle long documents as well
as InDesign. For long text heavy documents it's
hard to beat FrameMaker
particularly if you're working with XML text mark-up.
This is also an Adobe product and they seem to
be continuing to support it as separate from InDesign.
If you're building a thousand page computer manual
FrameMaker might be the best tool. However if
your project is a full colour text book with lots
of graphics then InDesign is the way to go.
In the past I've used Corel extensively for vector art. It's a
good application and always worked fine for me. I switched to
Illustrator because of its integration with the other Adobe applications.
Photoshop is simply the top of the heap of photo applications
by a wide margin.
This is by no means an exhaustive list of applications and I can
hear TeX
users fuming. TeX will produce excellent text and excels at mathematical
equations. It's also true that InDesign uses the same or similar
text formatting kernel. TeX however does not have a good graphic
user model so you don't see the actual result until the page is
printed. I haven't used it extensively but I've seen it used to
good effect. It's not for me but the final result can be very
nice with an operator who knows what he/she is doing. The big
thing going for this software is that it is free!
Don't use Microsoft Word to layout your book! This includes any
other word processor that you happen to be using. I know there
is lots of information about how to use these applications for
books but the results just don't measure up. I'm writing this
in Word because it is the best tool I have for putting my ideas
into words. But Word's ability to handle text for print just doesn't
measure up to any of the page layout applications and it shows
in the final product. Given two pages, one laid out in Word and
the other in InDesign, the type structure will be different. Text
lines will not be as even and word spacing will not compare. If
you want your book to look professional you need to use professional
tools.
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Illustration 1

Illustration 2

Illustration 3
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Interior book layout
The size of your book will depend on what type of book it is
and what you want to say. Most printers consider 5.5" x 8.5",
6" x 9", 7" x 10" and 8.5" x 11" to be standard book sizes and
there may be some price benefit to choosing a standard size. Many
gardening books are square or landscape format (sometimes called
oblong).
Illustration
1 on the left shows a method of determining the
text areas on a book spread. Pages are designed
as the book is viewed, with both verso and recto
(left and right) pages as a set or spread. The
two red rectangles are the live text area. The
blue circle graphically shows how the text height
is the same as the page width. Jan Tschichold
gives a much lengthier description in The
Form of the Book and ascribes the technique
to Raúl Rosarivo (Gutenberg's time) and
J. A. van de Graaf. Early hand scribed books may
have been done more by eye, eventually evolving
into the geometric technique shown here. Illustration
2 shows a different way of determining the same
text area. The page is divided into a nine space
grid, 81 spaces in total. The resulting ratio
between the margins is 1 : 1-1/2 : 2 : 3 starting
from the inside margin. This ratio can be altered
to suit any book. If your book is 6" x 9"
and the centre margin is 5/8" then the top
margin is 15/16", the outside margin is 1-1/4"
and the bottom margin is 1-7/8". Illustration
3 shows the page divided into a twelve space grid
with the resulting text area. Notice that the
margins still have the same ratio.
Using this method gives the same space between the text frames
as the outside margin. If the margins are left identical as you
see in many books the text has a rather unsightly gap between
pages that weakens the connection with the text on the opposite
page and sometimes looks like the printer made a cutting error
and took too much off the outside edge. If the top and bottom
margins are equal the text seems to be settling to the bottom
as if it were too heavy for the page. Not all books are designed
with these specifications. Some are poor designs and some are
good. I believe the good ones started with this format and the
designer made changes he or she felt would benefit the books message.
Once the page design is established and the text flowed into the
pages they must be checked carefully for problems like widows
and orphans. These are beginnings and ends of paragraphs left
at the top and bottom of a page and cause confusion for the reader.
Getting rid of them requires looking at each page and pulling
text back or moving it forward to balance the text. Many books
are set in word processing applications that don't handle this
kind of adjustment well. This is best handled with a page layout
application like Quark or InDesign
Chapter title pages can fall anywhere, or always on a new page,
or always on the right page. There is a lot of variation here
and anything goes so long as it is consistent and not distracting.
I like chapter titles to fall on a right (recto) page. Chapter
titles on left (verso) pages seem jarring and somehow out of place.
With page numbering there is also plenty of variation but some
locations don't work well. Page numbers close to the spine just
aren't very visible. I find that page numbers centred at the top
of the page are not where I expect to find them. On a recto page
upper right, bottom right, or bottom centred is fine. On a verso
page it's upper left, bottom left or bottom centred. I've seen
page numbers large and vertically centred in the outside margin
and it worked with that particular design.
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Components of a book
There are a number components found in any book. Some are relicts
of an earlier era and some are necessary. Some are in every book
and some are only found in specific types of books. A reference
or scholarly work will have different requirements than a novel.
The copyrights page, for example, is found in virtually every
book. But you may not find it in some specialty books sold on-line
or perhaps your family's history distributed only to family members.
An index is usually only found in reference works. Let's look
at the common components in the order in which they usually appear.
The endpaper is the first thing you see when you open a hardcover
book. This is part of the binding rather than the printed part
of the book. I include it in this list of components because sometimes
it has a photo or map that is important to the text. The endpaper
attaches to the signatures and to the inside of the cover helping
to hold both together. Using a coloured paper or specialty paper
can add a touch of elegance to your book. A plain coloured endpaper
works well and also leaves a good place for you to sign your books
during your world wide book tour (it always pays to think positive).
The half title or bastard title consists of the title only without
author or secondary title information. Originally books were sold
unbound so the owner could have them bound to match other books
in his or her library. The half title was the top page and made
it easy to locate the book amongst the stacks of other unbound
material. Being just the title and nothing else hence half title.
This page was commonly lost during the binding process and really
doesn't have a purpose today but you still see many books with
the half title diligently inserted. This is also a good place
for a signature which is perhaps the only good reason today for
the half title page.
Often the publisher inserts a page after the half title page listing
other books by the same author. This is sometimes on the back
of the half title but more often on its own.
Since the title page always falls on the right, the left page
is sometimes adorned with an illustration. This page is referred
to as the frontispiece. Originally that was the name for the illustration
but we now refer to the page itself rather than what is on it.
The frontispiece can be an illustration of some kind or the title
can cover the entire spread. I recommend this page be left blank
unless you have a particularly meaningful illustration that doesn't
overpower the title.
The title page includes the title, expanded title or secondary
title, author, publisher and the city where published. Originally
this was supposed to be the first page you saw after the end paper.
The copyright page includes the publisher and address, any disclaimers,
year of copyright, trademark information, where manufactured and
designed, library of congress information, and ISBN. This is really
a catchall page for anything that you don't have a place for but
should include. This is almost always a single page and usually
placed on the back of the title page. Commonly the information
is centred but contrary to some opinions there is no prescribed
way to format the information. Some designers insist on formatting
the Library of Congress information exactly as sent but it truly
doesn't matter.
The copyright itself is usually in the form:
©2006 John Doe. All rights reserved.
Copyright laws have changed in recent years and it is no longer
essential to put this on your book. Copyright is granted by default
regardless of the notice. However I see no reason not to include
the notice, if for no other reason than to avoid confusion. Many
publishers add another statement expressly forbidding photocopying
or using any part of the book in an electronic format. I believe
it is also still worth registering your copyright. In Canada through
the Canadian
Intellectual Properties Office and in the USA through the
United States
Copyright Office.
A number of things can go on the dedication page such as a quote,
dedication or thank-you's. This is entirely up to you, and it's
worth thinking carefully about.
The table of contents is usually only found in
non-fiction works. It can also be one of the most
difficult pages to design. Large spaces between
the listings and the pages numbers make it next
to impossible to tell which goes with what. Leaders
in-between are often not much better as your eye
helplessly jumps from one line to the next making
it necessary to use your finger to follow them.
At the other extreme some contents pages are so
jam-packed that finding any one listing takes
longer than thumbing through the text. This is
a page where communication is paramount and there
is little room for extraneous design that does
not facilitate use.
If your book requires an index it can be done as notations in
the manuscript or on a book proof copy. Either way the index entries
are copied into the layout application which builds the index.
This way any last minute changes made to the text after the indexing
is complete will be reflected when the index is built or rebuilt.
The index is created by the layout program using codes inserted
in the text so page numbers are being included by the application
rather than done by hand. This is a much more effective method
than trying to do an index manually. The index may be the most
used part of your book so it needs to be at the very back so it
is immediately available. For indexing as well as editing, it
pays to have a professional do the work.
The authors note page is often placed at the back of the book
but sometimes in the front. It depends on how much importance
the author gives it. The same can be said for the acknowledgments
page.
Often the last page in the book talks about the author. This is
where you can give yourself a little credit and advertise your
Web site and other books you've written. If you feel a little
reticent you might have someone else write it for you.
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Spelling
Get it right! Heaven knows I'm a terrible speller so I own many
dictionaries (I'm told it doesn't help much). Most of the world's
dictionaries are also available online which I find enormously
convenient. Unfortunately your spell check won't catch improperly
used words, i.e., you for your, there for their, etc. A grammar
check will catch some of these but don't count on it. Every time
I look at this text I catch an error. Here again is where a good
editor can be invaluable.
Decide if you will use American or British spelling. There may
be such a thing as Canadian spelling but I choose British because
as Canadians we can't seem to make up our minds about it. Use
the spelling that suits your market. If you believe that your
book will sell well in England then don't use American spelling.
Regardless choose a single dictionary and use the first spelling
option offered if there is more than one.
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How many pages or castoff (shudder)
Your book can have as many pages as you like but
there are some constraints, not all of which are
monetary. Books are usually printed on medium
sized presses on sheets of paper large enough
to hold 8, 12 or 16 pages on one side of the sheet.
Some presses will hold more. The act of arranging
the pages on this sheet, so that when it folds
the page numbers are in sequence, is called imposition
and the printed sheet itself, both before and
after folding, is called a signature. When the
sheet is folded it contains 16, 24 or 32 pages.
So your book is being printed in chunks of pages.
When you look at the top or bottom of a Smyth
Sewn hard cover book right at the binding you
can usually see these signatures. If you divide
the final page count by the number of pages in
the signature and you come out with one extra
page, the printer would have to print an additional
signature and you'd have a number of extra blank
pages. This is where typesetting and castoff comes
in.
Having
a few blank pages in a book isn't necessarily
bad. It can leave room for notes, personal dedications
and autographs, however too many is wasteful and
give your book an unprofessional look. The number
of pages in your manuscript isn't a good indication
of how many pages your book will have. It needs
to be typeset with the correct font and design
before you know for sure and then some adjustments
can be made to increase or decrease the size by
a page or two.
Deciding the page count is often hotly contested.
This process is known as castoff and large publishers
often decide the page count before the book ever
gets to a designer. The result is based on manufacturing
costs that require the text to be shoehorned in
without regard to font, text size, line length
or leading requirements. Before computer typesetting
it was necessary to have an accurate character
count and then calculate the number of pages based
on page size and font. Now it is usually simpler
to reflow the text with different font parameters
and choices until it fits. This doesn't work as
well with complex layouts but here the page count
is also less dependent on the font chosen. Remember
also that the page count includes the other book
components like the title and copyright pages,
not just the main text.
When I reflow the text using various fonts and
sizes I'm looking for several things. Does the
text read easily? Is there a good number of characters
per line? (About 70 +- is considered about right.)
Does the text have enough leading so your eye
can easily follow the lines? And of course is
the text dense enough to get the book in the required
number of pages? Sometimes I just fiddle with
the font size and leading and sometimes I have
to abandon the font entirely.
The page count is always a balancing act for the
designer and within reason they will try to fit
your book within a signature page count.
Print on demand printers don't have the same constraints
as offset printers. Their presses can be much
smaller and are basically large laser printers.
If your book is to be photocopied and perfect
bound with a print on demand printer the signature
may only be 2 or 4 pages. Lightning press has
switched to a 6 page signature in North America.
Children's books, a special case
The number of pages in a children's book is critical.
The typical method uses a 12 or 16 page signature
on press producing 24 or 36 pages. If the first
and last pages are used as end papers to attach
the cover the result is 22 or 34 pages. If separate
end papers are used it's possible to add a page
or two by printing on the end papers.
I have also seen books constructed with 20 page
signatures and soft covers with a variety of pages.
This all depends on the size of the book and the
type of equipment that it is printed on.
It is critical that you decide on a printer before
the design process begins, and be very clear as
to the books construction and final number of
printable pages.
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Measurements
Like any industry the print industry has its own technical foibles,
measurement being one. Page and book size are given in inches
and sometimes centimetres. Design measurements like margin and
gutter size are usually the same. Text is measured in points and
picas. Column width is sometimes also in points and picas. There
are 12 points in a pica and 72 points in an inch.
This is the traditional type measurement, so when we talk about
type being 12 points it is the distance from the top of an ascender
to the bottom of the descender. Type is usually referred to as
10/12 (10 on 12) or 12/14 (12 on 14) this means the type size
is 12 points and the leading (space between lines) is 2 points
so the distance from baseline to baseline is 14 points.
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Fonts
A font is simply a set of characters that have the same design.
If we want to get picky a font set only includes characters of
the same size, a set of multiple sizes of the same design is a
typeface. When moveable type was still being set by hand a printer
would buy a typeface that included several sizes of metal type.
You needed at least enough letters to set one page of whatever
you were printing including body text and headlines. Typefaces
were expensive so small printers would rarely own many of them.
Computers have blurred these terms so that typeface and font are
now used interchangeably. Any of the fonts on your computer can
be set at any size you want.
I have several hundred fonts available for proofing but only a
few are suitable for extensive text. Don't get stuck on a particular
font because the books castoff can severely limit your font choice.
Much
can be said (and a great deal has) about various fonts and where
they should be used. Typographers sometimes go to great lengths
to specify rules that they feel should be rigorously adhered to.
Many of these rules make perfect sense but I have seen just about
every one broken and the result used to good effect in a design.
So don't consider the rules to be sacrosanct but only break them
with good reason. Here are a few that I try to live by:
Don't use all caps. It is difficult to read all caps because we
recognise words using outlines or shapes more than letter combinations.
This is an easy one to test. Look at the following lines with
the top or bottom of the letters removed. Which is easier to read?
Notice how difficult 'nutshell' is to read with the top of the
word removed but with the bottom removed it's pretty obvious.
Using all caps effectively does the same thing by eliminating
the shape of the word and slowing the reader down. I might amend
the rule to; don't use all caps in body text. I don't like their
use in subheads either but I don't see a problem in titles. If
you feel you must use them make sure to try it both with all caps
and standard case. Take a good look and see which one you prefer.
With a book be careful of compressed fonts like
Times. This font was designed specifically for
the London Times newspaper so they could get more
words on a page and use thinner columns of text.
It works well for what it was designed for but
can be tiring in a novel format. Fonts with very
small x-height can also be tiring.
Many designers feel that the body text font needs to be a serif
font and the subheads sans-serif. I don't agree but I do feel
that a sans-serif font looks and reads better in a non fiction
setting and I like novels in a serif font. This may have more
to do with convention than anything else. Look at a few pages
in two or three font choices and decide which you like.
Computers are amazing. Tell a computer to bold
a word and voila it's bold. But wait, you don't
actually have that bold font in your machine so
how did it happen. Early computers simply double
struck the letters to get bolding. The letter
was duplicated and overlapped slightly offset.
This is the same method that advanced typewriters
use, hence the term 'double struck'. Modern computer
applications will do the same thing if the bold
version of the font isn't available. It seems
OK unless the letter is large enough to see the
problems. Correct bold, italic and small cap typefaces
are different than the roman version. If you view
the created versions to the real bold, italic
and small caps the difference is obvious. So don't
use bold in large titles unless you have the correct
font on your machine. If the bold font is installed
on your machine the application should use the
correct font whenever you ask for bold lettering.
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Text alignment
This simply refers to where the text lines up. Left aligned text
lines up on the left side, right aligned text
to the right side. Justified text lines up on
both sides creating a solid block of text. When
text is left aligned it creates a ragged edge
on the right hence 'ragged right' or 'rag'. Text
with a ragged right edge feels less formal than
justified text. This doesn't mean that you won't
see justified text in every type of book. It's
a personal preference.
One thing to remember is hyphenation. With ragged
right text you can get away without hyphenation.
I don't recommend this because the look of the
text is greatly improved by hyphenation. Notice
that the text on this page is left aligned, ragged
right and no hyphenation. The Web hasn't come
to grips with hyphenation and some of the other
intricacies of typography that we now take for
granted. Justified text on the other hand must
use hyphenation. Depending on the design there
will be between 3 and 7 hyphens per page. If no
hyphenation is used some lines will end up with
few words and large spaces between that are obvious
and very unsightly.
Multiple spaces
I've always felt that double spacing chops up the
text and causes unnecessary pauses while reading.
The use of a double space in modern typographic
applications is definitely unsightly.
Even today when many young people don't know what
a typewriter is, the habit of double spacing between
sentences is widespread. This has been linked
to the development of the typewriter Its use of
monospaced fonts made the period seem to float
between sentences and required the double space.
This link isn't entirely deserved because the
print industry has always used variable fonts
and spacing. Printers in the early 18th century
often used a larger space between sentences, often
an em space which has been erroneously equated
to a double space. The em was originally the width
of an 'M' character but some printers and font
designers have made it much larger. Now we define
an em space as the same as the font size so a
16pt font uses a 16pt em.
The double space was almost always a decision
based on expediency, the proliferation of poorly
trained staff and a desire to have the print look
like the typed manuscript. They were also mistaken
in thinking the larger space sometimes used by
fine printers between sentences was just a double
space. High quality printers used no fewer than
5 different width spaces and sometimes more. So
a space between sentences may have been 1.2 em.
Although there are several language type styles
in use that advocate various methods of spacing,
in English printing, double spacing between sentences
has always been associated with economical or
low quality printing.
There is no evidence in studies that the extra
space between sentences enhances readability.
Typewriter companies made reference to studies
that indicated this but so far as I am aware no
such study was ever produced. The studies that
have been done give mixed results and definitely
do not show any correlation between double spacing
and enhanced readability.
If you have used multiple spaces to format any
tables in your text you might give your designer
a heads up. That way he/she will format the tables
with tabs before stripping out the multiple spaces.
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Paragraph indents
Paragraph indentations are supposed to separate paragraphs and
make the text easier to understand. Separating the paragraphs
with a line space has the same function. It is completely unnecessary
to have both a paragraph indent and a line separation. Paragraphs
that start a chapter or fall after a headline should not be indented.
The reader knows that this is the start of a paragraph because
it is the beginning of the text and a headline is a bigger break
in the text than the indent.
Should your work be scholarly and you want to defer to the MLA
Style Manual (which says that all paragraphs must be indented,
without alluding to any exceptions), remember that the MLA Style
Manual is for submitting manuscripts. The publications themselves
don't indent first paragraphs and the MLA Style Manual book does
not indent them either.
Unnecessary punctuation
Punctuation in headlines is usually unnecessary.
If you take out the punctuation and it doesn't
affect the meaning then it is unnecessary and
should be left out. In footnotes, endnotes and
bibliographies sometimes the punctuation can seem
unnecessary but there are likely some instances
where it is needed for clarity. So if your work
is scholarly, and for the sake of consistency,
it is best to defer to the MLA or Chicago Style
Manuals exactly. There is also a legitimacy issue
here. It would be sad if an otherwise relevant
work was compromised by the removal of colons
in the bibliography. You may think this a silly
example, and so did I when I heard it from a very
legitimate source.
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Images and resolution
As far as publishing goes this is perhaps the least understood
aspect. At one time what you needed was a photograph which you
sent to the printer or publisher who did their magic and voilà
the picture appeared in your book. Now in the computer era the
picture can be in a variety of digital formats.
So you've taken some lovely pictures with your digital camera
and there is one area of an image that you would like cropped
out and used for your book cover. Sadly the designer has said
that it is too small so can't be used. What happened?
An original photograph is referred to as a continuous tone image.
The tones move seamlessly from white through grey to black and
through the colour spectrum. A photograph does have a grain structure
but it is microscopic and contains orders of magnitude more information
than a digital image. Digital images also have a grain structure
called pixels. Each pixel can have many values (in the millions
for a colour image) but the entire pixel has the same value. When
we take a picture with a digital camera (or scan a photograph)
we do it at a particular resolution. This refers to the number
of pixels in the image and is usually given as number of pixels
width and pixels height. This is referred to as a raster image
due to the way it is imaged on screen from left to right
and top to bottom. This is also the order in which the pixels
values are given in the image file.
To
get the illusion of continuous tone when a photograph
is printed we use ink dots. Don't confuse ink
dots with pixels, they are not the same. These
dots are usually printed in a rectangular grid
called a screen, measured in ink dots per inch
and the dots themselves vary in size. (Screens
are often described as lines, of ink dots, per
inch.) So as the tone in an image gets darker
the ink dots get larger but the screen, dots (lines)
per inch, remains the same. You would think that
the higher the number of dots per inch the better
the resulting picture and you would be mostly
correct, but this is dependent on the printing
press, the type of paper and the chemistry of
the ink. It turns out that we need about 300 pixels
per inch to get a good quality image at 130 line
screen (130 ink dots per inch).
We talked earlier about laser printers not being able to deliver
as good an image as offset. Printing houses today also use laser
technology but they call them image setters not laser printers
and they produce much higher resolution images. To produce the
130 line screen, the image setter needs to be capable of over
2000 pixels per inch where your laser printer is only capable
of 600. A very thorough explanation of this can be found in the
book Real
World Scanning and Halftones.
So the digital image you sent was perhaps 3,456 pixels x 2,304
pixels. This is the top resolution you might get from an 8 megapixel
camera. This could print a cover image about 12 inches across.
The salesman may have told you that you could print a poster with
these images but he is talking about printing on an ink jet printer
not a printing press different technologies with different
requirements. The 12 inches sounds good as far as printing your
cover but you only want a small crop of the image. It turns out
that the crop you want is only 1,000 pixels wide and 1,600 pixels
high. The minimum you need for your cover is 1,800 pixels wide
by 2700 high (6 inches multiplied by 300 pixels per inch, and
9 inches multiplied by 300 pixels per inch). So the designer tells
you the image is too small or more correctly, isn't high enough
resolution.
If you provide original photographs or negatives the designer
or printer will scan them at the required resolution (providing
of course that the pictures are of reasonable size, don't have
to be cropped too much and are in focus). If you provide digital
images they must be of a high enough resolution.
Just a quick word about original photographs: They do need to
be reasonably good quality. I have tried to scan 8" x 10" portraits
that were so poorly done that it was almost impossible to get
a good image. I have also scanned an 1880 era carte-de-visite
photo that is only about 2.5" x 3.5" that has fabulous detail.
At the risk of confusing you, lets discus a different
technology: stochastic screening. Stochastic is
simply a fancy word meaning random. (If you are
a mathematician you are now jumping up and down,
incensed that I would use such a simplistic definition.
It's a little like a fashion designer telling
you that aubergine isn't purple.) Conventional
printing uses lines of varying sizes of ink dots,
stochastic printing uses random patterns of small
ink dots that don't change in size but vary in
number or density. This is roughly the technology
your ink jet printer uses. The benefit is that
you might be able to get away with a smaller (lower
resolution) image using stochastic printing. Don't
take this as a licence to crop your digital images
to death, there is still a great benefit to using
high resolution images and stochastic printing
will benefit more from very high resolution than
conventional printing will.
Although this technology isn't really new its adoption has been
slow in the print industry. If your printer happens to use this
type of screening it can be a plus and your designer will make
any necessary adjustments to take advantage of it.
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Colour
Colour is a very complex subject. Ask any three graphic designers
about colour theory and you will likely get four explanations,
ask three colour technologists and you will get five explanations.
I'll do my best to make this as simple as possible.
When printers talk about colour they are referring to ink. The
inks used in full colour printing are usually 4 cyan, magenta,
yellow and black (CMYK). These 4 colours make up all the colours
you see on the printed page and all images that you send for printing
must be in CMYK format. The colours you see on your monitor are
created differently using red green and blue (RGB) luminous colour
dots and they can display a more varied range (a larger gamut)
of colour than the printed page.
Why is it that a monitor only uses three colours and ink printing
uses four? Well in theory they should both only use three but
neither system is 100% efficient and ink is by far the least efficient.
Let's talk about RGB first.
Black on a monitor is actually a dark grey. The monitor can only
be as black as the screen when turned off, but we see it as black
in comparison to white with all RGB dots turned on. The RGB colour
method is called additive because the more red, green or blue
you add the more saturated the final colour with the end result
being white.
Ink printing uses reflected light. Cyan ink absorbs all frequencies
of visible light except cyan, thus the cyan colour. So it is subtracting
the other frequencies of visible light and reflecting cyan. Any
system that creates colour by reflected light is called subtractive.
White is no ink at all so you get whatever colour
the paper is. Paper is never completely white
but good paper comes reasonably close. Compare
different papers and you will see a pretty wide
disparity in the paper colour, some are much whiter
than others. The less white the paper, the less
efficient the printing will be, at least as far
as printing accurate colours. In order to create
colours we mix the three main ink colours (cyan,
magenta and yellow). The more colour you add,
the darker the result, and the final result should
be black. Ink however is very inefficient, particularly
cyan, so when all three colours are mixed together
at 100% coverage the result is a dark reddish
brown. Printers add black ink in order to get
a good black and often use a mix of black plus
some of cyan, magenta and yellow to get a better
black or 'rich black'.
Printers go farther than just adding black ink. They also substitute
black ink for equal quantities of the other three colours. Equal
amounts of cyan, magenta and yellow should make some shade of
grey so black ink can take its place. This process is called grey
component replacement and the chief benefit is less ink on paper
thus lower cost. Luckily we don't have to worry too much about
this process because modern publishing software handles most of
the work.
You can get along without knowing much at all about colour theory.
But it's useful to know why your printer charged you extra for
converting your RGB images to CMYK and it's nice to know how to
keep that black border from looking grey on press.
It's also useful to know that the colours you see on your monitor
are not the colours you will get on final printing. Oh they will
be close but not exact. Your monitor is capable of producing colours
that your printer can't. You can also see colours that your monitor
can't reproduce. That's why you can't get the colour right on
that picture of your hot pink jump suit, even though you tried
scanning the material itself. At best you will get a fair approximation
but side by side the difference will be obvious.
If you have a very specific colour of red that
you must get on final printing, the only way is
to use spot colours. This is another ink of the
specified colour used only for that colour on
paper. This means you are now using five colours
for the print job (CMYK and a special colour ink).
More colours mean more money.
Printing presses are set up to use different numbers of inks.
Each ink requires its own set of rollers and ink fountain. When
you look at a picture of a press you can see that the fountains
are divided on the press so they can be worked on separately.
When you add a spot colour the job will have to be printed on
a press that has at least five fountains. Presses are commonly
set up with four, six and eight fountains depending on the type
of jobs that the printer does most often. It is fairly common
to run print jobs that require six inks and sometimes a spot colour
(cyan, magenta, yellow, black, gloss varnish, matt varnish and
a spot colour).
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Bleeds
Images going right to the very edge of the page are said to bleed.
Images can bleed off any or all edges but there are some limitations.
In order to get an image to bleed off an edge it must be printed
overlapping the edge and then when the page is trimmed you have
a bleed. If you have chosen a standard book size there may not
be anything to trim. The pages are printed onto large sheets or
signatures, folded then trimmed. If your book is a standard size
the trim area is very small and may not be enough to reliably
do a bleed. If you only have one or two pages that you feel need
a bleed the printer may be able to adjust the pages to compensate,
otherwise you may need to alter the page size of your book to
make the bleeds work. Usually a printer needs 1/16 to 1/8 of an
inch overlap to do a bleed properly.
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Covers and jackets
I've left this to last not because it is the least important
but rather it has the least design restrictions. The cover is
not the same as the dust jacket. The cover can be highly embellished
or supremely simple. Usually the title, often in gold leaf, on
the front with perhaps a small embossed graphic. The spine has
the authors name, book title and the publisher. The spine text
is oriented so it reads correctly when the book is standing upright
or when on it's side with the title page uppermost. Text on the
spine should be readable from 6 to 10 feet away. If your book
is very thin the spine may only be wide enough for the title and
authors name. If the spine is so thin that it can't hold text
large enough to be easily read, a graphic that is recognisable
even on the thin spine can sometimes be used to try to make up
for the lack of readability.
For the dust jacket anything goes. This is your sales tool. You
have the two inside flaps and the back to say what you need to
interest people in the book. I always look at the front inside
flap first after picking up the book but many people turn first
to the back page. The back inside flap is the least important
and is most often used to continue what is said on the front flap.
If your book is soft cover then it won't have a dust jacket. But
everything you'd put on the jacket goes on the cover. You can
even have flaps on the cover to simulate the front and back flaps
on a dust jacket. Some hard cover books have a full colour paper
overlay bonded to the cover boards, thus eliminating the dust
jacket. This is called case wrap and is common on text books.
If your book is a high quality coffee table book you might want
to do both a jacket and a full colour bonded cover. This way your
book looks the same after the jacket is removed, any shelf wear
should be limited to the jacket, and you can limit all the sales
stuff to the jacket leaving the book cover pristine.
Take your time picking an image for the cover. If you have just
the right photograph you are in luck. Often front covers use several
pictures in a montage that can be quite effective. If you can't
find an image use the title and colour to attract your reader.
This is where a designer can be a big help. Regardless of how
you decide to do your cover it must communicate the nature of
your book.
OK there you are; a very quick introduction to book design. Hopefully
it will help you in choosing designers and printers and it should
give a little more insight into how your book goes together. Please
check out the bibliography
page and take a look at some of the books. They do a much more
complete job of this than I have.
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